You are here

conflict counsel

Voters Approve Philly City Council Oversight of Indigent Defense

Philadephia voters approved a measure that gives City Council oversight over large contracts to provide legal representation to defendants and family-court litigants constitutionally entitled to have lawyers, The Legal Intelligencer's P.J. D'Annunzio reports. The ballot question was proposed by Councilman-at-large Dennis O'Brien, the most vociferious opponent of a plan to create a for-profit law firm to handle the work in which the Defender Association of Philadelphia has a conflict. Currently, individual private attorneys take those cases.

Phila. City Council Oversight of Indigent Representation Becomes Official

The Legal Intelligencer's P.J. D'Annunzio reports that Philadelphia Mayor Michael Nutter neither signed nor veteoed legislation that will establish City Council oversight over large contracts for a private law firm to represent criminal defendants and family-court litigants too poor to hire their own lawyers. No action by the mayor means that the bill becomes law.

Quality-control and financial audts will be triggered for large contracts where the Defender Association of Philadelphia or other non-profits can't represent clients due to conflicts.

Other legislation, which would give council authority to review contracts entered for less than one year, will require voter approval.

Nutter is trying to institute a private law firm to handle cases in an effort to improve the quality of legal representation, but there have been many objections, including from City Councilman Denny O'Brien and the lawyers currently doing that work. 

Will Mayor Veto Legislation Thrusting City Council Oversight into Indigent Representation?

Submitted by Amaris Elliott-Engel on Fri, 02/21/2014 - 09:00

The latest development in the controversy over changing how poor Philadelphians get their lawyers was City Council’s passage Thursday of a legislative package to establish financial and quality-control auditing requirements for some contracts.

The next question is whether Philadelphia Mayor Michael Nutter will veto the legislation.

If Nutter signs the legislation, then one piece of legislation involves a ballot question to be put to Philadelphia voters on whether City Council should have to approve contracts for indigent representation of more than $100,000.

Nutter’s administration wants to change from a model in which individual attorneys get court appointments in criminal and family-court cases in which the Defender Association of Philadelphia, the Support Center for Child Advocates or Community Legal Services have a conflict of interest. Instead, Nutter wants to contract with a new for-profit law firm to handle the work.

Councilman Denny O’Brien, the main opponent to the mayoral plan, said in his official remarks “I do not believe that every contract should require City Council approval. However, I do strongly believe that any contract dealing with an individual’s constitutional rights is important enough to require Council approval."

The plan to award the contract for a new Office of Conflict Counsel to Philadelphia attorney Daniel-Paul Alva was scuttled because Alva not have the same name in place at the start of the process as at the end of the process. So the contract couldn't be issued legally.

By making the legislative threshold $100,000, O’Brien’s legislative package would not involve review of the contracts with individual private attorneys. The Defender Association, the Support Center and CLS also were carved out because they have been contracting with the city for many years, O’Brien said.

The Legal Intelligencer’s P.J. D’Annunzio and the Philadelphia Inquirer also reported on the development.

Mayor Opposes Council Oversight of Conflict Counsel Contracts

Mayor Michael Nutter's administration opposes legislation pending in the Philadelphia City Council that would create legislative oversight of contracts for the legal representation of Philadelphians too poor to afford their own lawyers in family court and criminal court, The Legal Intelligencer's P.J. D'Annunzio reports. Instead of having individual attorneys take court appointments, the administration is trying to contract with a new private law firm to do that work.

A City Council committee passed ordinances that would authorize City Council to review contracts involving legal representation of poor Philadelphians of more than $100,000, among other proposed changes.

According to The Legal, Michael Resnick, Nutter's director of public safety, testified in opposition: "The point of my testimony is that we contract for other services that implicate constitutional rights, we do it well, and we don't need the charter to be changed."

A new wrinkle in awarding Office of Conflict Counsel contract

Submitted by Amaris Elliott-Engel on Thu, 01/16/2014 - 13:05

Philadelphia City Paper cross-posted my report on how the city of Philadelphia is back to square one in its plan to develop an Office of Conflict Counsel to represent criminal defendants and family-court defendants when the Defender Association of Philadelphia, Community Legal Services or the Support Center for Child Advocates is already representing another person in the case. An excerpt: 

The city of Philadelphia will not be entering into a contract right away to create an Office of Conflict Counsel after all.

Mayor Michael A. Nutter's press secretary, Mark McDonald, said in an email that the winning bidder did not have the same name in place at the start of the process as at the end of the process, so the contract can't be issued legally.

The City Code requires that the name of the entity initiating the bid process in the eContract Philly system have the same name as the entity with whom the city contracts.

Philadelphia attorney Daniel-Paul Alva's bid appeared to be the winner to start a new Office of Conflict Counsel in Philadelphia.

However, Alva and his former partner on the project, Scott DiClaudio, bid for the conflict-counsel work as Alva & Associates LLC. DiClaudio stepped back from the project in the wake of social-media postings he made. The city said in a statement that Alva is actually "not associated with Alva & Associates," and that his actual firm name is the Law Offices of Daniel P. Alva. The name change means the city cannot contract with Alva at this point.

"In no way does this reflect on the proposal to establish a Conflict Counsel office," McDonald wrote. "The administration is committed to carrying this out. Nor does it reflect on the quality of the proposal from Mr. Alva. But the rules are clear."

The city has to begin the bidding process again from scratch.

Alva wrote in an email that he will resubmit his bid in the new contract process and "hopefully will be chosen again."

New Model For Conflict Counsel in Philadelphia Delayed--For Now

Submitted by Amaris Elliott-Engel on Wed, 01/15/2014 - 18:06

The city of Philadelphia is not going to be entering a contract right away to start a for-profit Office of Conflict Counsel after all.

Mayor Michael A. Nutter's press secretary, Mark McDonald, said in an email that the winning bidder did not have the same name in place at the start of the process as at the end of the process, so the contract can't be issued legally.

Philadelphia attorney Daniel-Paul Alva was the winner of the bid to start a new Office of Conflict Counsel in Philadelphia.

"In no way does this reflect on the proposal to establish a conflict counsel office," McDonald wrote. "The administration is committed to carrying this out. Not does it reflect on the quality of the proposal from Mr. Alva. But the rules are clear."

The city has to begin the bidding process from scratch.

Alva wrote in an email that he will resubmit his bid in the new contract process and "hopefully will be chosen again."

The city announced its intention Tuesday, December 31, to contract with Alva & Associates to start a for-profit law firm from scratch to represent criminal defendants and family-court defendants when the Defender Association of Philadelphia, Community Legal Services or the Support Center for Child Advocates is already representing another person in the case.

The plan was for the firm to handle the first appointments in criminal cases and juvenile-delinquent cases in which the Defender Association has a conflict, and for the firm to represent the primary caregiver in every dependency case, Alva said in an interview earlier this month. The firm would have taken all new appointments starting March 1. The firm bid to do the work for $9.5 million.

The plan has generated opposition from many quarters, including from Councilman Dennis O'Brien. O'Brien's director of legislation and policy, Miriam E. Enriquez, said in an interview today that her office is pleased the process is starting over and that they hope the next iteration of conflict-counsel representation makes "sure the constitiontal rights of the indigent are preserved and protected."

Alva said in an interview earlier this month that he was looking forward to proving “detractors” wrong.

While the firm will be for-profit, “I did not expect to make one cent of profit” from city funds, Alva said. “No one is going to accuse myself or my firm of pocketing profit” at the expense of quality legal representation.
 

The new office didn't plan to make a profit from city tax dollars, Alva said, but from fees earned by referring clients' cases in other types of matters.

Through those referrals, the firm could help achieve the goal of “Civil Gideon,” a movement in recent years to expand legal representation for civil legal matters involving fundamental needs like custody of children or housing, Alva argued.

There were four other bidders for the contract: Ahmad & Zaffarese & Smyler, AskPhillyLawyer.com, Montoya Shaffer and Sokolow & Associates, according to the city's notice.

Alva: 'Detractors' of New Phila. Conflict Counsel Model Will Be Proven Wrong

Submitted by Amaris Elliott-Engel on Mon, 01/06/2014 - 22:38

Philadelphia attorney Daniel-Paul Alva, winner of the bid to start a new Office of Conflict Counsel in Philadelphia, said in an interview today that he is looking forward to proving “detractors” wrong.

The city announced its intention Tuesday, December 31, to contract with Alva & Associates to start a for-profit law firm from scratch to represent criminal defendants and family court defendants when the Defender Association of Philadelphia, Community Legal Services or the Support Center for Child Advocates is already representing another person in the case.

The firm will do the work for $9.5 million, which is what the firm bid, Alva said.

The firm will handle the first appointments in criminal cases and juvenile-delinquent cases in which the Defender Association has a conflict, and the firm will represent the primary caregiver in every dependency case, Alva said. The firm will take all new appointments starting March 1.

While the firm will be for-profit, “I did not expect to make one cent of profit” from city funds, Alva said. “No one is going to accuse myself or my firm of pocketing profit” at the expense of quality legal representation.

The new office won't make a profit from city tax dollars, Alva said, but from fees earned by referring clients' cases in other types of matters.

Through those referrals, the firm could help achieve the goal of “Civil Gideon,” a movement in recent years to expand legal representation for civil legal matters involving fundamental needs like custody of children or housing, Alva argued.

Karen Williams, an attorney who does court-appointed work, said in an email sent on behalf of other court-appointed counsel and herself that Mayor Michael A. Nutter's administration “has chosen to disregard the constitutional rights of an already disadvantaged clientele by substituting a conscientious corps of skilled attorneys -- who are, in essence, 'pro bono' – for those bound by the 'bottom line.' Rather than increase compensation for counsel who have labored long, hard and faithfully (even when not paid),” ineffective counsel will ensue.

Councilman Dennis O'Brien also opposes the plan. Funding a new law firm just at $9.5 million is not enough money, O'Brien said. If the system is "underfunded, criminal cases, even death penalty and homicide cases, are going to be dismissed under the speedy trial rule," he predicted.

And "when the system crashes and burns and we can't put Humpty Dumpty back together again, all the lawyers that were doing this [legal work] will have gone elsewhere," O'Brien said.

The standard of representation will improve upon the current model in which individual attorneys, often solo practitioners, are appointed by the court, Alva counter-argues. Attorneys working for his firm will be able to be more efficient than the current model in which there are “300 lawyers running from room-to-room and for the most part not getting in the rooms they need to be because they can't be in more places than one,” Alva said. There also will be oversight of legal work, and the firm will provide social workers and social services to clients, he said.

The First Judicial District has been cooperative, including agreeing to concentrate the firm's cases in certain courtrooms and on certain days, Alva said.

Some lawyers working for the firm will keep their own part-time practices, and their overhead will be paid for by Alva's new firm, he said. In return, they will pay a percentage of their profits from their other legal work in exchange for Alva covering their overhead, he said.

Alva, founder of the four-member Alva & Associates law firm, and Scott DiClaudio, who also has his own firm, originally submitted the plan. DiClaudio resigned from the project following social-media postings he made.

There were four other bidders for the contract: Ahmad & Zaffarese & Smyler, AskPhillyLawyer.com, Montoya Shaffer and Sokolow & Associates, according to the city's notice.

While Alva & Associates was not the lowest bidder, the city states in its notice that Alva & Associates would provide "superior quality, efficiency and fitness" as well as "superior ability or capacity to meet particular requirements of contract and needs of City Department and those it serves."

New Year Rings in New Model For Conflict Counsel For Philadelphians

Submitted by Amaris Elliott-Engel on Sat, 01/04/2014 - 09:18

My piece for Philadelphia City Paper:

On Tuesday, the city released a notice of its intention to contract with Alva & Associates to start a for-profit law firm from scratch to represent criminal defendants and family-court defendants when the Defender Association of Philadelphia, Community Legal Services or the Support Center for Child Advocates is already representing another person in the case.

Daniel-Paul Alva, founder of the four-member Alva & Associates law firm, and Scott DiClaudio, who also has his own firm, originally submitted a $9.5 million plan to create a for-profit Office of Conflict Counsel. DiClaudio resigned from the project following social-media postings he made.

 In September, Alva told City Paper that the new office will benefit clients, because its salaried attorneys would have no incentive except the client's best interest. Currently, court-appointed lawyers get paid more if they take their cases to trial — even if it would be better to settle, Alva said. Further, he argued that salaried lawyers can handle more cases by being assigned to one courtroom throughout the day. Alva could not be reached for comment on Friday.

Councilman Dennis O'Brien opposes the plan. Funding a new law firm just at $9.5 million is not enough money, O'Brien said. If the system is "underfunded, criminal cases, even death penalty and homicide cases, are going to be dismissed under the speedy trial rule," he predicted.

And "when the system crashes and burns and we can't put Humpty Dumpty back together again, all the lawyers that were doing this [legal work] will have gone elsewhere," O'Brien said.

There were four other bidders for the contract: Ahmad & Zaffarese & Smyler, AskPhillyLawyer.com, Montoya Shaffer and Sokolow & Associates, according to the city's notice.

While Alva & Associates was not the lowest bidder, the city says in its notice that Alva & Associates would provide "superior quality, efficiency and fitness" as well as "superior ability or capacity to meet particular requirements of contract and needs of City Department and those it serves."

 Mark McDonald, press secretary for Mayor Michael A. Nutter, said that other bidders have seven days to object to awarding the contract. If no objections are lodged, the contract would go into effect March 1. McDonald said he did not have any other details about the contract.

Michael Resnick, Nutter's director of public safety, did not respond to a request for comment on Friday.

In November, O'Brien introduced legislation to require the appointment of a quality-control auditor to ensure the legal representation in the Office of Conflict Counsel was living up to American Bar Association standards and a detailed audit of the allocation of city taxpayers' dollars to the law firm. O'Brien also introduced a bill to ask Philadelphia voters to approve a change to the Philadelphia Home Rule Charter (once approved by City Council). If enacted, the charter amendment would require City Council approval of every contract involving the expenditure of $100,000 or more on legal representation for poor Philadelphians. Currently, contracts that are for less than one year, at any amount, don't need City Council approval.

City Councilman pushes back on proposed Office of Conflict Counsel

Submitted by Amaris Elliott-Engel on Wed, 11/13/2013 - 17:36

(Cross-posted from Philadelphia City Paper: http://citypaper.net/article.php?City-Councilman-pushes-back-on-proposed-Office-of-Conflict-Counsel-16885)

A City Councilman is pushing back on a plan by Mayor Nutter's administration to change how court-appointed lawyers are provided to poor Philadelphians through a new Office of Conflict Counsel.

Councilman Dennis O'Brien said in an interview today that he was planning to introduce two pieces of legislation that would provide better accountability for the proposed office. Unlike some other city contracts, O'Brien said, legal services for the poor involve Constitutional rights.

"This model does not guarantee that Constitutional rights are protected," the councilman said. "That is our mission, and we are committed to it."

The city is contemplating contracting with an ex-prosecutor who would set up a new private law firm to handle the legal representation of Philadelphians involved in family-court cases or in criminal cases when the Defender Association of Philadelphia, Community Legal Services or the Support Center for Child Advocates is already representing another person in the case.

One of O'Brien's proposed bills would require the appointment of a quality-control auditor to ensure the legal representation "is living up to national ABA [American Bar Association] standards," an O'Brien aide, Miriam Enriquez, said in a joint interview. According to the draft ordinance, the auditor would be independent of the law firm, have been practicing law for at least seven years, and an expert in indigent defense. The managing director, who works for the mayor, would nominate the quality control auditor.

The ordinance also would require a detailed audit of the allocation of city taxpayers' dollars to the law firm and how the money was spent. Disclosure of the "job titles, job descriptions, resumes and performance reviews of all owners, employees and any other person that has a financial stake in the contract" would also be required, according to the draft legislation.

A second bill would ask Philadelphia voters to approve a change to the Philadelphia Home Rule Charter (once approved by City Council) next May. If enacted, the charter amendment would require City Council approval of every contract involving the expenditure of $100,000 or more on legal representation for poor Philadelphians. Currently, contracts that are for less than one year, at any amount, don't need City Council approval.

Mark McDonald, Nutter's press secretary, declined to comment because the legislation has not yet been introduced.

O'Brien's chief of staff, Matthew Braden, said that the legislation was being introduced because Nutter and his chief of staff, Everett Gillison, did not seem willing to alter course on the conflict counsel contract after a meeting with O'Brien and his aides last month

The meeting was held after City Council convened a hearing in October on the plan to go to the new model

 

 

Questions Raised Over For-Profit Indigent Defense During Phila. City Council Hearing

Submitted by Amaris Elliott-Engel on Mon, 10/07/2013 - 22:39

Several witnesses during a Philadelphia City Council hearing Monday morning questioned how a for-profit law firm could provide adequate representation to poor Philadelphians whose constitutional rights are at stake in criminal and family cases.

The city of Philadelphia is preparing to contract with one law firm to handle the cases in which the Defender Association of Philadelphia has a conflict.

Attorney Jeffrey Lindy, who is involved with the appointment of defense counsel in federal criminal cases, testified he supports Mayor Michael Nutter. But Lindy said “this is not a good idea. Good people can make bad decisions and this is one of those bad decisions.”

Philadelphia Bar Association Chancellor Kathleen Wilkinson said that adequate representation can't be provided if $10 million would be expended for 22,000 cases. That would work out to be about $450 per case, Wilkinson said.

The Nutter administration is reportedly close to contracting with Daniel-Paul Alva to form a new law firm, but Everett Gillison, Nutter's chief of staff and deputy mayor for public safety, said during his public testimony that he would not comment on a contract that is still being negotiated.

But Gillison said that there is an opportunity to provide additional services by going to a consolidated model of legal representation for conflict cases.

"Right now the opportunity before me is to raise the level of practice and have the services that need to be had for the next party,” Gillison said.

Due to “economies of scale,” more resources could be provided to poor Philadelphians guaranteed to have their lawyers paid for by city government, Gillison said.

He also said that dependency practice in which parents' rights to their children can be terminated for neglect or abuse “is completely and totally in need of additional rescues.” One law firm could staff courtrooms and have social workers and investigators available on cases, Gillison said.

"Right now quite frankly, we as a city and we as a state, don't provide the kinds of resources we're supposed to provide,” Gillison said ”I'm not trying to boil the ocean here. I'm trying to get something additional and better."

Any defendants with which the Defender Association or the proposed conflict-counsel law firm would have a conflict would still be represented by court-appointed counsel, Gillison said. The city does not have the ability to provide additional services for those defendants right now, he said.

Gillison also questioned the argument that the for-profit legal model would be problematic. Currently, the city has “the equivalent of many hundreds of private law firms doing the work” instead of one law firm.

Gillison said that he has tried to answer questions about the conflict-counsel proposition openly and honestly, but Councilmen Dennis M. O'Brien, joined by Councilman Bill Greenlee, argued that their questions about the proposal have not received responses from the administration. They also questioned why the contract was being negotiated as a one-year contract with the option to renew; otherwise a multi-year contract would necessitate City Council approval. Both councilmen co-sponsored the resolution for the hearing Monday.

Legal representation for Philadelphians who don't get public defenders is woefully inadequate, Wilkinson said, including because they do not get the resources of investigators, social workers and  paralegals.

Other issues with the new model include ensuring that there are not potential conflicts of interest for part-time lawyers who have their own practices on the side or conflicts of interest from criminal or family-law clients being “mined” to make referrals in civil lawsuits or other legal work, Wilkinson said. She did not take a position on whether a for-profit law firm was per se a bad idea.

Lindy called it impossible to protect criminal defendants' Sixth Amendment rights to effective assistance for counsel if $9.5 million is expended on 22,000 cases by the city of Philadelphia. In comparison, the federal government expended $5 million for 580 cases, Lindy said.

Lindy also said that the current model was not working well in Philadelphia because some attorneys are trying to make a living on court-appointed cases, resulting in corners being cut, defendants not being visited in the Philadelphia Prison System, defendants' parents' phone calls not being returned or crime scenes not being investigated in person.

"You're not going to be doing that stuff if you're handling a heavy diet of court-appointed cases," Lindy said.

Chief Public Defender Ellen Greenlee testified that the amount paid for conflict-counsel lawyers, including for dependency counsel is an “absolute disgrace.”

There also was some disagreement during the hearing on whether the First Judicial District had given up its power to appoint counsel along with its unilateral decision that it would no longer pay counsel out of its budget. The Philadelphia courts did not send a representative to testify, Gillison said that the court had given up its appointment power, and O'Brien said that it was only the responsibility to pay court-appointed counsel that the courts surrendered.

Philadelphia Court of Common Pleas Judge John W. Herron, administrative judge of the trial division, said in a September 24 e-mail to me that “the court will no longer receive or disburse funds for court appointed counsel, but the court will continue to review and approve fee petitions and refer these to the city for payment.”

In his opening remarks, O'Brien said that in 2013, which marks a half-century since the U.S. Supreme Court ruled those too poor to afford their own lawyers must be provided government-paid counsel in order to protect their constitutional rights, that City Council is working to preserve those rights by questioning the administration's conflict-counsel proposition.

Pages

Subscribe to RSS - conflict counsel